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Kevin Warmack
LUBRINCO
Kevin Warmack has extensive compliance experience having served as Chief Compliance Officer for numerous firms including most recently, SBK-Brooks Investment Corp. Mr. Warmack previously served as BD Specialist at National Compliance Consultants Inc. where he assisted broker-dealers with compliance issues and also broker-dealer start-ups.
Mr. Warmack has also been associated with other financial services firms including optionsXpress, Inc, CMG Institutional Trading, Man Financial, Melvin Securities and Rodman & Renshaw, Inc. Mr. Warmack began his compliance career at the NASD where he rose to be a Senior Compliance Examiner.
Mr. Warmack is a graduate of Ripon College and has attended Keller Graduate School of Management. Currently, Mr. Warmack is pursuing a law degree at Concord Law School.
Mr. Warmack maintains Series 62, 24 and 27 registrations.
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